Meet the professionals who are ready to help you understand your risk and pursue your financial goals. Your ideal retirement may be closer than you think.


Ben is focused on making a positive impact on clients’ lives by helping them build a sturdy financial foundation.

After four years of working with a Fortune 500 insurance company, Ben knew he was ready to take his skills — and his love of helping others — to the next level. So, in 2012, he founded B.A. Schrock Financial Group as a way to put his passions, and those of his clients, first. He enjoys working one-on-one with individuals and families to help them create the financial plans they need to live out their retirement years with confidence and comfort.

Ben has passed the Series 65 securities exam; holds life insurance licenses in Ohio, West Virginia, California and Georgia; and has the Behavioral Financial Advisor™ (BFA) designation. He earned his bachelor’s degree in psychology from Wooster College in Wooster, Ohio.

In his free time, Ben enjoys spending time with his wife, son and schnauzer-poodle mix, Boston. When he’s not with family, he likes being with friends, volunteering, watching football, golfing, playing basketball, traveling, fishing and hunting.

Financial professionals are able to provide you with information but not guidance or advice related to Social Security benefits. Ben Schrock is not affiliated with the Social Security Administration or any governmental agency.

Investment Adviser Representative

Colleen’s passion is creating retirement income plans that help clients optimize the entire range of retirement vehicles, including Social Security benefits, pensions and tax planning.

After graduating from college in 2010, Colleen followed her talent for numbers and began working in the insurance and financial services industry. It was during this time that she discovered her love of personal finance and eventually transitioned to B.A. Schrock Financial Group in 2014. Her favorite part of her job is guiding clients through the complex financial world and creating the strategies that will help them live out their dream retirement.

Colleen has passed the Series 65 securities exam and holds life and health insurance licenses in Ohio and West Virginia. She graduated from Wooster College in Wooster, Ohio, with a bachelor’s degree in business economics. Colleen earned the Behavioral Financial Advisor™ (BFA) designation in May 2017.

In her free time, Colleen enjoys spending time with friends and family, traveling and trying out new and interesting food. Colleen also loves being with her husband, son and family dog.

Investment Adviser Representative

Keith has over 15 years of experience in investment management, portfolio construction, individual retirement planning, nonprofit retirement planning, business succession planning and estate planning.

He has a strong belief in making a contribution to others and feels an obligation and responsibility to give back. He’s held board positions as the COO/treasurer for The Foundation for Ethics in Financial Education and served on the board for Medina Creative Housing.

Keith joined AXA Advisors as a retirement benefits specialist in 2002 after graduating from Ashland University with a degree in economics and finance. He became a regional vice president in 2008 and earned national awards for his leadership abilities and his team’s accomplishments. He decided to go back into personal practice in 2012.

Keith passed his Series 7, 24, and 66 exams, holds several state life and health licenses and earned the designation of Investment Adviser Representative.

He lives in Wadsworth, Ohio, and his used his knowledge of planned giving strategies to help nonprofit organizations in his personal life. He’s an avid golfer and enjoys all sports, especially basketball.


Investment Adviser Representative

Dan entered the financial services industry in 2016 with the goal of developing investment and insurance strategies for individuals, families and business owners. Dan is passionate about utilizing financial planning to positively impact the lives of his clients.

Dan, a Cleveland native and St. Ignatius graduate, joined AXA Advisors as a Financial Consultant after graduating with a bachelor’s degree in finance and accounting from Maryville College in Maryville, TN. While attending Maryville College Dan was a member of the varsity baseball team.

Dan passed his Series 7, 63, and 66 exams and holds life and health insurance licenses. He is also a Retirement Income Certified ProfessionalÒ (RICPÒ) and Certified Plan Fiduciary Advisor (CPFA). He is a member of both the National Tax-Deferred Savings Association (NTSA) and National Association of Plan Advisors (NAPA).

Dan enjoys traveling, exercising and fishing.

Dan Oaklief

Office Administrator

Director of Operations

A Guide To Maximizing Your Social Security Benefits!

With this 12-page instant download to help you optimize your Social Security Benefits, you’ll discover:

  • What is the best age to access your Social Security Benefits?
  • How Social Security Could Affect You and Your Retirement.
  • How much of your Social Security Income is Taxable?
  • Will having a job impact your benefits?
  • Can I take Social Security Benefits early?
    and many other important facts concerning your Social Security Benefits!


For more information about any of the products and services we provide, schedule a meeting today or register to attend a seminar.


Or give us a call at 330-473-1060

Phone: 330-473-1060
Fax: 330-334-0808

131 College Street
Wadsworth, OH 44281
Get Directions

Monday – Friday
8 a.m. – 5 p.m.

Check the background of your financial professional on FINRA’s BrokerCheck.
We are an independent financial services firm helping individuals create retirement strategies using a variety of investment and insurance products to custom suit their needs and objectives.
Investment advisory services offered only by duly registered individuals through BA Schrock Wealth Management, Inc. (BASWM) and AE Wealth Management, LLC (AEWM). BASWM and AEWM are not affiliated companies.
Investing involves risk, including the potential loss of principal. No investment strategy can guarantee a profit or protect against loss in periods of declining values. None of the information contained on this website shall constitute an offer to sell or solicit any offer to buy a security or any insurance product.
The purpose of this website is to provide general information on the subjects discussed, it is not intended to be used as the sole basis for financial decisions, nor should it be construed as advice designed to meet the particular needs of an individuals situation. Our firm does not provide tax or legal advice, all individuals are encouraged to seek guidance from qualified professionals regarding their personal situation.
Any references to protection benefits or steady and reliable income streams on this website refer only to fixed insurance products. They do not refer, in any way, to securities or investment advisory products. Annuity guarantees are backed by the financial strength and claims-paying ability of the issuing insurance company. Annuities are insurance products that may be subject to fees, surrender charges and holding periods which vary by insurance company. Annuities are not FDIC insured.
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